BSX - Markets

For your convenience, BSX has made available a number of publications, all of which can be downloaded.

General

	Guide to Listing on the BSX Market	This guide outlines how an entity may list and quote its securities on the BSX market. It is not a substitute for the Listing Rules, guidance notes or professional advice..
	The BSX Market Listing Rules	The BSX Listing Rules set out the requirements for becoming listed on BSX, on going disclosure and the conduct of listed entities while listed on the BSX market. These rules are additional and complementary to the obligations of listed entities under the Corporations Act and common law..
	Guide to Becoming a BSX Broker	This guide gives an overview of the requirements for becoming a BSX broker, and the rights and obligations that are entailed in this role..
	The BSX Market Business Rules	These rules specify the membership requirements, financial and liquid capital requirements, obligations to clients and other BSX brokers, dealing, clearing and settlement and supervisory arrangments. The BSX business rules create a contract between BSX and BSX brokers and between BSX brokers themselves. This contract is enforceable by BSX and others under the Corporations Act.. .
	BSX Compensation Rules	This document contains the rules governing the compensation arrangements put in place by BSX..
	Compensation arrangements public notice	This notice outlines the interim operation of BSX compensation arrangements..

Listing Rules - Guidance Notes and Annexures

	Listing Procedures - Listing Rules - Guidance Note	This Guidance Note outlines the steps required in order to list on the BSX market..
	Disclosure - Listing Rules - Guidance Note	This Guidance Notes specifies the disclosure requirements imposed on BSX listed entities by the listing rules..
	BSX Announcements Office - Listing Rules - Guidance Note	This guidance note describes the method and the format in which listed disclosing entities should lodge their announcements with BSX..
	Restricted Securities - Listing Rules - Guidance Note	BSX imposes restrictions on certain persons trading their securites in a listed entity for a certain period of time. This guidance notes outlines these restrictions..
	Listing application - Annexure 1A	This form must be completed when an entity intends to list on the BSX market..
	Listing contract - Annexure 1B	This contract must be completed and signed as part of the listing application process..
	Quotation of additional securities - Annexure 2A and/or 3B	This is the application form for additional securities in a class already quoted on BSX or for quotation of a new class of securities. It is also the form to complete if new or additional securities are to be issued whether they are to be quoted or not..
	Additional securities contract - Annexure 2B	This contract must be completed and signed before addional securities can be quoted on BSX markets..
	Yearly/half yearly disclosure - Annexure 3A	The required form for disclosure of half yearly and annual financial results..
	Securities timetables - Annexure 4A	This document describes the timetable to be followed when an entity pays a dividend, makes a call on contributing securities or converts convertible securities..
	Transfer timetables - Annexure 6A	This annexure describes the timetable to be followed for the transfer of securities..
	Restriction agreement - Annexure 8A	This agreement must be completed and signed by any person who has securities held in escrow..
	Change of directors interests - Annexure 3D	This form should be completed when a director of an entity changes their shareholdings in that entity or becomes entitled to a benefit from a contract with the entity.. .
	Annexure 3E	This Annexure is required to be completed by all directors and lodged with BSX within 14 days of the commencement of quotation of the company�s securities..
	Corporate Governance Statement - Listing Rules - Guidance note	Outines BSX expectations with respect to BSX listed entities� corporate governance disclosure obligations under BSX Listing Rule 3.17(c).

Business Rules - Guidance Notes and Annexures

	Guide to Fees - Business Rules - Guidance Note	This Guidance Note shows the fees applicable on becoming a BSX broker, and the ongoing requirements..
	Broker Application Procedures - Business Rules - Guidance Note	This Guidance Note outlines the procedures required in order to become a BSX broker..
	Accuracy of Returns - Business Rules - Guidance Note	This guidance note outlines the obligations of BSX brokers to lodge accurate financial returns with BSX..
	Capital Liquidity Requirements - Business Rules - Guidance Note	This guidance note describes the procedures BSX brokers should follow in meeting their periodic capital liquidity reporting requirements to BSX..
	Complaints - Business Rules - Guidance Note	BSX brokers are required to follow the procedures outlined in this guidance note should there be a complaint.
	Approved Representatives - Business Rules - Guidance Note	This guidance note sets out the responsibilities that BSX brokers have with respect to their approved representatives..
	Dealing Procedures - Business Rules - Guidance Note	This guidance note describes the procedures to be followed by BSX brokers when dealing on the BSX market..
	Cancellation of Transactions - Business Rules - Guidance Note	This guidance note describes the circumstances that may give rise to a cancellation of a transaction by BSX..
	Clearing & Setllement - Business Rules - Guidance Note	This guidance note outlines a BSX broker's obligations with respect to clearing and settlement of transactions on BSX markets..
	Broker Records - Business Rules - Guidance Note - Broker Records	This describes the records that must be maintained by BSX brokers and those that must be periodically forwarded to BSX..
	Financial obligations	Some of the financial record keeping and reporting requirements for BSX brokers are described in this guidance note..
	BSX Broker application - Annexure 1A	This form must be completed as part of the process of applying to become a BSX broker..
	BSX Broker contract - Annexure 1B	This contract must be completed and signed as part of the process of applying to become a BSX broker..
	Investment schedules - Annexure 2A	This schedule is used to list security investments in which a BSX broker has a beneficial interest..
	Capital liquidity form - Annexure 3A	This form is used monthly by BSX brokers to inform BSX of their current liquid capital..
	Broker transfer form - Annexure 7H	This form is completed by BSX brokers to effect a transfer of securities between seller and buyer..
	Non-business days	This note lists the days upon which BSX will not trade.